Federal Register #3235-0799

SEC Requests Public Comment on Extension of Rule 17Ad-27 Information Collection

The Securities and Exchange Commission (SEC) is seeking public comment on the extension of Rule 17Ad-27 information collection requirements. - Government Buyer: - Securities and Exchange Commission (SEC) - No OEMs or vendors are mentioned in this notice - No products or services are being requested for procurement - Purpose of the notice: - Solicits public input on the ongoing information collection requirements under Rule 17Ad-27 - Rule 17Ad-27 requires exempt entities performing matching services for securities settlement to: - Establish and maintain policies and procedures for straight-through processing - Submit annual reports detailing their activities and data - No product part numbers, purchase quantities, or unique procurement requirements are specified - This is not a solicitation for goods or services, but a request for public feedback on regulatory compliance

Description

This notice pertains to the submission for OMB review of the extension of Rule 17Ad-27 related to agency information collection activities. Rule 17Ad-27 requires exempt entities that perform matching services to facilitate the settlement of securities transactions to establish, implement, maintain, and enforce policies and procedures to facilitate straight-through processing. The rule also requires these entities to submit an annual report describing their policies, progress, and data related to transaction processing. The Commission is seeking public comments on this information collection request.

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