Federal Register #2026-12870

SEC Request for Comment on Discontinuation of Form N-Q Information Collection

This opportunity is a request for public comment from the Securities and Exchange Commission (SEC) regarding the discontinuation of Form N-Q information collection. - Government Buyer: - Securities and Exchange Commission (SEC) - Purpose: - Seeking feedback on the extension and proper discontinuation of the information collection for Form N-Q (OMB Control No. 3235-0578) - Background: - Form N-Q was used by registered management investment companies (excluding small business investment companies) to report portfolio holdings at the end of the first and third fiscal quarters - The form was rescinded and replaced by Form NPORT, which requires monthly reporting - Request Details: - The SEC is asking for comments on the necessity, accuracy, and burden of the discontinued information collection - No procurement of products or services is involved - No OEMs, vendors, part numbers, or purchase quantities are mentioned

Description

The Securities and Exchange Commission (SEC) has submitted a request for extension of the previously approved collection of information for Form N-Q under the Investment Company Act of 1940 and the Securities Exchange Act of 1934. Form N-Q was used by registered management investment companies to file reports of portfolio holdings at the end of the first and third quarters each fiscal year. The SEC rescinded Form N-Q effective August 1, 2019, as the portfolio information is now included in Form NPORT, which is filed monthly. The request seeks to reinstate the Form N-Q information collection request to properly discontinue it due to changes in regulations.

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