Federal Register #2026-12368

SEC Notice: Extension of Information Collection for Form 3 - Initial Statement of Beneficial Ownership of Securities

This notice from the Securities and Exchange Commission (SEC) concerns the extension of information collection for Form 3, not a procurement opportunity. - Government Buyer: - Securities and Exchange Commission (SEC) - No OEMs or vendors are involved, as this is a regulatory notice, not a request for products or services - Purpose: - Extension of information collection for Form 3 (Initial Statement of Beneficial Ownership of Securities) - Form 3 is required for individuals owning more than ten percent of any class of equity security or who are directors/officers of the issuer - Information is collected and made publicly available via the SEC's EDGAR system - Notable Details: - The SEC is seeking public comments on this information collection - The notice references Office of Management and Budget (OMB) review - Form 3 may be used as a common form by other agencies, such as the Board of Governors of the Federal Reserve System - No products, services, part numbers, or purchase quantities are requested

Description

This notice from the Securities and Exchange Commission (SEC) pertains to the submission for Office of Management and Budget (OMB) review of the extension of the information collection related to Form 3, which is the initial statement of beneficial ownership of securities. The SEC requires persons who own more than ten percent of any class of equity security or who are directors or officers of the issuer to file Form 3 disclosing their ownership. The information collection is mandatory and publicly available on the SEC's EDGAR system. The SEC is seeking public comments on this collection as part of the regulatory process.

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