Federal Register #803-00295

SEC Notice of Application for Exemptive Order by Benjamin Partners LLC

This notice from the Securities and Exchange Commission (SEC) concerns an application for regulatory exemption: - Government buyer: - Securities and Exchange Commission (SEC) - Applicant: Benjamin Partners LLC - Purpose: - Application for an exemptive order under Section 202(a)(11)(H) of the Investment Advisers Act of 1940 - Seeks a declaration that Benjamin Partners LLC is not considered an investment adviser under the Act - No procurement activity: - No products, services, OEMs, or vendors are mentioned - No purchase quantities or technical requirements - Procedural details: - Notice provides information on how interested parties can request a hearing - Contact information for further inquiries is included

Description

This notice from the Securities and Exchange Commission announces an application filed by Benjamin Partners LLC on June 3, 2026. The application requests an exemptive order under Section 202(a)(11)(H) of the Investment Advisers Act of 1940, seeking a declaration that the applicant is not an investment adviser as defined by the Act. The notice provides details on how interested persons may request a hearing and includes contact information for further inquiries.

View original listing