Federal Register #OMB Control No. 3235-0779

SEC Requests Public Comment on Extension of Information Collection for Rule 2a-5

This opportunity involves a request from the Securities and Exchange Commission (SEC) for public comment on the extension of an information collection related to Rule 2a-5 under the Investment Company Act of 1940. - Government Buyer: - Securities and Exchange Commission (SEC) - No OEMs or vendors are mentioned, as this is not a procurement or award notice - Products/Services Requested: - No products or services are being procured or awarded - The notice concerns the collection of information from registered investment companies and business development companies - Requirements include: - Assessing and managing valuation risks - Selecting, applying, and testing fair value methodologies - Overseeing pricing services - Unique/Notable Requirements: - The SEC is seeking feedback on the necessity, accuracy, and utility of the information collection - The agency is also interested in ways to minimize the burden on respondents - Estimated 10,047 respondents annually, with significant time and cost burden - No contract value, period of performance, or line items are applicable, as this is not a procurement action

Description

This notice from the Securities and Exchange Commission (SEC) announces the proposed extension of the information collection related to Rule 2a-5 under the Investment Company Act of 1940. The rule governs the fair value determination of portfolio investments by registered investment companies and business development companies. It includes requirements for assessing valuation risks, selecting and testing fair value methodologies, and oversight of pricing services. The SEC invites public comment on the necessity, burden, and utility of this information collection extension.

View original listing