Federal Register #SR-NYSE-2026-29

NYSE Proposed Rule Change Clarifying Prospective Listing Rights Disclosure Requirements

This notice concerns a proposed rule change by the New York Stock Exchange (NYSE) regarding its listing standards: - The Securities and Exchange Commission (SEC) is publishing a notice about a proposed amendment to Section 703.12(II)(A) of the NYSE Listed Company Manual - The amendment clarifies that the Securities Act Registration Statement for listing Prospective Listing Rights must include disclosure about the related transaction or business combination - The change is intended to clarify the application of the listing standard, not to alter its substantive effect - No products, services, OEMs, or vendors are requested or mentioned - This is not a procurement opportunity or contract award announcement

Description

This notice announces a proposed rule change filed by the New York Stock Exchange LLC to add clarifying language to the description of Prospective Listing Rights in Section 703.12(II)(A) of the NYSE Listed Company Manual. The proposed amendment specifies that the Securities Act Registration Statement required for listing must include disclosure related to the transaction or business combination associated with the exercise of such rights. The rule change aims to clarify the application of the listing standard without changing its substantive effect and has immediate effectiveness upon filing.

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