Opportunity
Federal Register #SR-NYSEAMER-2026-45
SEC Notice: Proposed Rule Change to ICE Certificate of Incorporation for SBSEF Compliance
Buyer
Securities and Exchange Commission
Posted
June 03, 2026
Identifier
SR-NYSEAMER-2026-45
NAICS
523210
This notice announces a proposed rule change by NYSE American LLC regarding the certificate of incorporation for Intercontinental Exchange, Inc. (ICE): - Government buyer: Securities and Exchange Commission (SEC) - Key entities involved: - Intercontinental Exchange, Inc. (ICE) - NYSE American LLC - ICE Swap Trade, LLC (IST) - No products or services are being procured; this is a regulatory notice - The proposed amendment: - Updates ICE's certificate of incorporation to reflect regulations for security-based swap execution facilities (SBSEFs) - Addresses limitations on stockholder voting and ownership for SBSEFs to ensure compliance with Regulation SE - Makes non-substantive and conforming changes - The operating agreement of the Exchange is not affected - The notice is published in the Federal Register for public comment
Description
The Securities and Exchange Commission has filed a proposed rule change by NYSE American LLC to amend the Seventh Amended and Restated Certificate of Incorporation of Intercontinental Exchange, Inc. The amendment reflects regulations relating to security-based swap execution facilities (SBSEFs) and includes non-substantive and conforming changes. The changes address limitations on stockholder voting and ownership applicable to SBSEFs and ensure compliance with Regulation SE. The proposed rule change has immediate effectiveness and does not impact the operating agreement of the Exchange.