Federal Register #SR-NYSETEX-2026-18

SEC Notice: NYSE Texas, Inc. Proposed Rule Change to ICE Certificate of Incorporation

This notice concerns a proposed rule change by NYSE Texas, Inc. affecting the Intercontinental Exchange, Inc. (ICE): - The Securities and Exchange Commission (SEC) is reviewing a filing to amend ICE's certificate of incorporation - The amendment addresses updated regulations for security-based swap execution facilities (SBSEFs) - Clarifies and limits stockholder voting and ownership related to SBSEFs - Includes non-substantive and conforming changes for regulatory compliance - No products or services are being procured; this is a regulatory and governance update - The SEC is soliciting public comments on the proposed rule change - The filing is effective immediately - Primary organizations involved: NYSE Texas, Inc. and Intercontinental Exchange, Inc. (ICE)

Description

This notice concerns a proposed rule change filed by NYSE Texas, Inc. to amend the Seventh Amended and Restated Certificate of Incorporation of Intercontinental Exchange, Inc. The amendment reflects regulations related to security-based swap execution facilities (SBSEFs) and includes non-substantive and conforming changes. The filing was made with the Securities and Exchange Commission and is effective immediately. The changes aim to ensure compliance with SEC regulations and clarify ownership and voting limitations related to SBSEFs.

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