Federal Register #SR-NYSE-2026-25

SEC Regulatory Notice: Proposed Amendment to Intercontinental Exchange, Inc. Certificate of Incorporation

This opportunity involves a regulatory notice from the Securities and Exchange Commission (SEC) regarding a proposed rule change: - Government Buyer: - Securities and Exchange Commission (SEC) - OEMs and Vendors Mentioned: - Intercontinental Exchange, Inc. (ICE) - ICE Swap Trade, LLC - Products/Services Requested: - No products or services are being procured; this is a regulatory solicitation for public comment - Notable Requirements: - Amendment to the Seventh Amended and Restated Certificate of Incorporation of ICE - Changes reflect regulations for security-based swap execution facilities (SBSEFs) - Limitations on stockholder voting and ownership applicable to SBSEFs - Compliance with SEC regulations, including Regulation SE and Rule 834 - Changes are non-substantive and conforming - No impact on the operating agreement of the Exchange - Place of Performance/Delivery: - SEC headquarters, 100 F Street NE, Washington, DC - This is a regulatory action, not a procurement of goods or services.

Description

The New York Stock Exchange LLC filed a proposed rule change to amend the Seventh Amended and Restated Certificate of Incorporation of Intercontinental Exchange, Inc. The amendment reflects regulations relating to security-based swap execution facilities (SBSEFs) and includes non-substantive and conforming changes. The changes address limitations on stockholder voting and ownership applicable to SBSEFs and ensure compliance with SEC regulations. The proposal does not affect the operating agreement of the Exchange and is intended to maintain compliance with the Securities Exchange Act and related regulations.

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