Federal Register #SR-NYSETEX-2026-17

NYSE Texas, Inc. Rule Amendments on Disciplinary Procedures and Fee Schedules

This notice concerns regulatory updates by NYSE Texas, Inc. as overseen by the Securities and Exchange Commission (SEC): - Government buyer: Securities and Exchange Commission (SEC) - No OEMs, vendors, or commercial products are involved; this is a regulatory and procedural update - NYSE Texas, Inc. is amending Rule 10.8000 and Rule 10.9000 series - Focus on disciplinary procedures and fee schedules - Clarifies calculation and proration of fees for mid-month market data subscriptions and ad-hoc historical data requests - Grants adjudicators authority to stay disciplinary orders - Aligns NYSE Texas rules with recent FINRA amendments - No procurement of goods or services; public comments are invited on the proposed rule changes

Description

This notice announces the filing and immediate effectiveness of proposed rule changes by NYSE Texas, Inc. The amendments pertain to Rule 10.8000 and Rule 10.9000 series, which involve disciplinary procedures and fee schedules related to market data subscriptions and regulatory sanctions. The changes aim to clarify fee calculations, proration for mid-month subscriptions, and provide adjudicators authority to grant stays on disciplinary orders. The proposal is intended to ensure fairness, consistency, and regulatory compliance within the exchange's operations.

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