Opportunity
Federal Register #SR-NYSEARCA-2026-55
SEC Notice: NYSE Arca, Inc. Proposed Rule Change to Disciplinary Procedures
Buyer
Securities and Exchange Commission
Posted
June 01, 2026
Identifier
SR-NYSEARCA-2026-55
This notice concerns a proposed regulatory rule change and does not involve a procurement opportunity. - Issued by the Securities and Exchange Commission (SEC) regarding NYSE Arca, Inc. - Focuses on amendments to NYSE Arca's disciplinary rules to align with FINRA's recent changes - No OEMs, vendors, or commercial products/services are mentioned - No products, part numbers, or purchase quantities are requested - No unique technical or business requirements relevant to procurement - The notice is regulatory and procedural in nature, not a solicitation for goods or services
Description
The NYSE Arca, Inc. has filed a proposed rule change to amend its disciplinary rules, specifically Rule 10.8000 and Rule 10.9000 series, to harmonize with recent changes to FINRA's disciplinary rules. The amendments include provisions to automatically stay the effectiveness of certain expulsions and provide authority for Exchange staff and adjudicators to grant respondents the opportunity to seek a stay or take other appropriate actions before sanctions or regulatory measures take effect. The rule changes aim to align with court rulings and improve procedural fairness in disciplinary proceedings. The SEC has issued a notice of filing and made the rule change effective immediately.