Federal Register #SR-NasdaqTX-2026-019

SEC Notice: Nasdaq Texas, LLC Proposed Rule Change to Establish Fees for Historical CAT Costs

This SEC notice concerns a proposed rule change by Nasdaq Texas, LLC to establish fees for recovering historical costs related to the National Market System (NMS) Plan's Consolidated Audit Trail (CAT): - Government Buyer: - Securities and Exchange Commission (SEC) - OEMs and Vendors: - Amazon Web Services, Inc. (AWS) for cloud hosting - Kingland Systems Corporation for CAIS operating services - Exegy Incorporated for market data provision - Products/Services Requested: - No direct procurement of products or services; the notice establishes a fee structure for historical CAT costs - Historical CAT Assessment 1A fee set at $0.000002 per executed equivalent share - Fees payable to Consolidated Audit Trail, LLC (CAT LLC) - Unique/Notable Requirements: - Fees are intended to recover costs incurred prior to January 1, 2022, not previously invoiced - Vendors were selected to meet technical and security requirements for the CAT system - The notice outlines cost structure and vendor roles, but does not solicit bids or specify quantities - Place of Performance/Delivery: - Securities and Exchange Commission (federal office) - This is a rulemaking notice, not a direct procurement opportunity.

Description

The Securities and Exchange Commission published a notice regarding a proposed rule change by Nasdaq Texas, LLC. The rule change aims to establish fees related to certain historical costs of the National Market System Plan governing the Consolidated Audit Trail. These fees are intended to recover costs incurred prior to January 1, 2022, that were not previously invoiced. The notice includes details about the filing, effective date, and links to the full text and related documents.

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