Federal Register #2026-09750

SEC Requests Public Comment on Extension of Form ADV Information Collection

The Securities and Exchange Commission (SEC) is seeking public comment on its proposal to extend the use of Form ADV for information collection purposes. - Government Buyer: - Securities and Exchange Commission (SEC) - Purpose: - Request for public input on the continued collection of information via Form ADV - Form ADV is used by investment advisers for registration and disclosure under the Investment Advisers Act of 1940 - No procurement of products or services is involved - No OEMs, vendors, or specific products/services are mentioned - Focus is on evaluating the necessity, utility, and burden of the information collection process - No unique technical or operational requirements beyond the information collection extension

Description

The Securities and Exchange Commission (SEC) is proposing to extend the collection of information via Form ADV, which is the investment adviser registration and reporting form filed electronically with the SEC. This form provides disclosures about the adviser, its business, conflicts of interest, and personnel to clients, prospective clients, and the Commission. The information helps clients decide whether to hire an adviser and assists the Commission in regulatory, examination, and enforcement activities. The SEC is soliciting public comments on this proposed extension and the associated burden estimates.

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