Federal Register #SR-CboeEDGX-2026-031

SEC Notice: Proposed Rule Change to Amend CAT Funding Fees (Cboe EDGX Exchange, Inc.)

This notice concerns a proposed rule change by Cboe EDGX Exchange, Inc. to amend the Consolidated Audit Trail (CAT) Funding Fees, as published by the Securities and Exchange Commission (SEC): - Government Buyer: - Securities and Exchange Commission (SEC) - OEMs and Vendors Mentioned: - Amazon Web Services, Inc. (AWS) – cloud hosting services - Kingland Systems Corporation – development and operation of the Customer and Account Information System (CAIS) - Thesys Technologies, LLC – initial Plan Processor for CAT - Exegy – market data services - Products/Services Requested: - No specific products or quantities are being procured; the notice addresses fee adjustments for historical costs related to the CAT system - Unique or Notable Requirements: - The rule change seeks to recover historical costs incurred prior to January 1, 2022, for the CAT system - The SEC is soliciting public comments on the proposed fee adjustments - The notice references key technology vendors supporting the CAT infrastructure, but does not solicit new goods or services

Description

This notice announces a proposed rule change by Cboe EDGX Exchange, Inc. to amend its fee schedule related to Consolidated Audit Trail (CAT) Funding Fees. The amendment establishes fees for Industry Members concerning certain historical costs of the National Market System Plan governing the CAT that were not previously invoiced. The rule change aims to recover costs incurred prior to January 1, 2022, and details the background and justification for the fee adjustments. The Securities and Exchange Commission is soliciting comments on this proposed rule change.

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