Federal Register #812-15904

SEC Notice: Application for Joint Investment Relief by GoldenTree Opportunistic Credit Fund and Affiliates

This notice from the Securities and Exchange Commission (SEC) addresses a regulatory application and does not involve procurement of goods or services. - Government Buyer: - Securities and Exchange Commission (SEC) - OEMs and Vendors: - No OEMs or vendors are involved; the notice pertains to GoldenTree Opportunistic Credit Fund and its affiliates as applicants for regulatory relief - Products/Services Requested: - No products or services are being procured - The application seeks permission for joint investment transactions among business development companies (BDCs) and affiliated entities - Unique or Notable Requirements: - The application requests an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 and rule 17d-1 - Seeks to allow co-investment transactions otherwise prohibited by the Act - Notice references related rule changes by the National Securities Clearing Corporation (NSCC) to facilitate mutual fund share exchanges to ETF share classes, shorten settlement times, and clarify transaction fees - No purchase quantities, part numbers, or procurement actions are specified - The notice is informational and pertains to regulatory relief and operational changes in the investment fund industry

Description

This notice pertains to an application filed and amended for the GoldenTree Opportunistic Credit Fund. The application requests an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 and rule 17d-1 to permit certain joint transactions otherwise prohibited by the Act. The applicants include GoldenTree Opportunistic Credit Fund and affiliated entities. The application was filed on September 25, 2025, and amended on March 24, 2026.

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