Federal Register #SR-NYSENAT-2026-07

NYSE National, Inc. Fee Assessment for Historical CAT Costs Involving AWS, Kingland, Exegy, and Thesys

This opportunity concerns a proposed rule change by NYSE National, Inc. to establish new fees for industry members, aimed at recovering historical costs associated with the Consolidated Audit Trail (CAT) under the National Market System Plan. - Government Buyer: - Securities and Exchange Commission (SEC) - OEMs and Vendors Involved: - Amazon Web Services, Inc. (AWS) for cloud hosting - Kingland Systems Corporation for Customer and Account Information System (CAIS) services - Exegy Incorporated for market data - Thesys Technologies, LLC as the initial plan processor - Products/Services Requested: - No direct procurement of goods or services; this is a fee assessment to recover historical CAT costs - Fee rate set at $0.000002 per executed equivalent share, payable to Consolidated Audit Trail, LLC (CAT LLC) - Unique/Notable Requirements: - Fees are designed to collect the remaining portion of historical CAT costs not previously invoiced - The rule change is effective immediately and open for public comment - No specific product quantities or part numbers are listed, as this is not a traditional procurement

Description

This notice announces a proposed rule change filed by NYSE National, Inc. to amend its schedule of fees and rebates. The amendment aims to establish fees for industry members related to certain historical costs of the National Market System Plan governing the Consolidated Audit Trail (CAT). The fees are intended to recover remaining historical CAT costs that were not previously invoiced. The proposed fees will be payable to Consolidated Audit Trail, LLC and are calculated based on executed equivalent shares. The rule change is effective immediately and open for public comment.

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