Federal Register #SR-MX2-2026-01

SEC Notice: MX2 Rule Change on Membership Termination and NYSE CAT Fee Announcement

This notice from the Securities and Exchange Commission (SEC) covers proposed regulatory changes and fee announcements affecting financial market participants: - Government Buyer: - Securities and Exchange Commission (SEC), Division of Trading and Markets - OEMs and Vendors Mentioned: - MX2 LLC (self-regulatory organization/exchange) - New York Stock Exchange (NYSE) - Products/Services Requested: - Amendment to MX2 Rule 2.8 to simplify voluntary termination of exchange membership - Removes requirements for completion of investigations and examinations prior to termination - Maintains disciplinary jurisdiction for pre-termination conduct - NYSE Industry Member CAT Fee 20261 - Fee for Industry Members to cover Consolidated Audit Trail (CAT) costs - Rate: $0.000001 per executed equivalent share for May–December 2026 - Unique or Notable Requirements: - The MX2 rule change is regulatory, not a procurement, and is effective immediately upon filing - The NYSE CAT fee is a scheduled cost recovery for regulatory compliance, not a product or service acquisition - No products, part numbers, or purchase quantities are listed, as this is a regulatory and fee notice rather than a procurement action

Description

This notice pertains to the Securities and Exchange Commission's filing and immediate effectiveness of a proposed rule change by MX2 LLC. The rule change amends Rule 2.8 concerning the voluntary termination of rights as a member. The amendment simplifies the termination process by removing conditions related to investigations and examinations, allowing members to terminate membership without delay while maintaining disciplinary jurisdiction over terminated members. The filing was published in the Federal Register on May 11, 2026.

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