Federal Register #2026-09331

SEC Notice: CAT Fee 20261 Rule Change and Closed Meeting Announcement

This notice from the Securities and Exchange Commission (SEC) outlines a closed Sunshine Act meeting and a proposed rule change affecting securities industry members: - Government Buyer: - Securities and Exchange Commission (SEC) - Headquarters: 100 F Street, NE, Washington, DC 20549 - OEMs and Vendors: - NYSE National, Inc. (rule change proposer) - Consolidated Audit Trail, LLC (CAT LLC) (fee recipient) - Products/Services Requested: - Implementation of CAT Fee 20261 for Industry Members under the CAT NMS Plan - Fee: $0.000001 per executed equivalent share - Purpose: To recover approximately two-thirds of the budgeted CAT costs for 2026 - Fee is payable to CAT LLC - Applies to Industry Members of national securities exchanges and associations - Unique or Notable Requirements: - Fee will be in effect for eight months - The rule change is designed to fund the operation of the Consolidated Audit Trail (CAT) system - The meeting will address enforcement and regulatory matters, but is closed to the public - Place of Performance: - SEC Headquarters, Washington, DC (remote participation also noted)

Description

The Securities and Exchange Commission announces a meeting scheduled for 2:00 p.m. on Thursday, May 14, 2026. The meeting will be held via remote means and at the Commission's headquarters in Washington, DC. The meeting will be closed to the public and will cover topics including institution and settlement of injunctive actions, administrative proceedings, resolution of litigation claims, and other matters related to examinations and enforcement proceedings.

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