Opportunity
Federal Register #812-15938
SEC Notice: Application for Order Permitting Joint Transactions by Guggenheim Strategic Opportunities Fund and Affiliates
Buyer
Securities and Exchange Commission
Posted
May 05, 2026
Identifier
812-15938
This notice from the Securities and Exchange Commission (SEC) concerns a regulatory application, not a procurement opportunity. - Government buyer/regulator: - Securities and Exchange Commission (SEC) - Applicants: - Guggenheim Strategic Opportunities Fund - Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust - Guggenheim Active Allocation Fund - Guggenheim Investments Private Credit Fund - Guggenheim Funds Investment Advisors, LLC - Guggenheim Partners Investment Management, LLC - Guggenheim Corporate Funding, LLC - Guggenheim Partners Europe Limited - Guggenheim Private Investments, LLC - Guggenheim Investments Loan Advisors, LLC - Other affiliated entities - Purpose: - Application for an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 and rule 17d-1 - Seeks permission for business development companies (BDCs) and closed-end management investment companies to co-invest in portfolio companies with each other and with certain affiliated investment entities - No products or services are being procured - No part numbers, quantities, or unique procurement requirements are present - Notice is strictly regulatory and does not involve purchasing or contracting
Description
This notice from the Securities and Exchange Commission pertains to an application for an order under sections 17(d) and 57(i) of the Investment Company Act of 1940 and rule 17d-1 to permit certain joint transactions otherwise prohibited by the Act. The applicants include Guggenheim Strategic Opportunities Fund and affiliated entities requesting permission for business development companies and closed-end management investment companies to co-invest in portfolio companies with each other and certain affiliated investment entities. The application was filed on November 10, 2025, and amended on April 13 and April 30, 2026. Interested persons may request a hearing by May 25, 2026.