Federal Register #36134

SEC Notice: Exemption Application by VegaShares ETF Trust and Vega Capital Partners LLC

This notice concerns an application to the Securities and Exchange Commission (SEC) for regulatory exemption, not a procurement opportunity. - Government buyer: - Securities and Exchange Commission (SEC) - Applicants: - VegaShares ETF Trust - Vega Capital Partners LLC - No OEMs, vendors, or commercial products/services are involved - No products, part numbers, or purchase quantities are specified - Unique requirements: - Request for exemption from section 15(a) of the Investment Company Act of 1940 - Relief from shareholder approval for subadvisory agreements - Relief from certain fee disclosure requirements for subadvisers - No procurement, contract, or purchase is being solicited or awarded

Description

This notice, issued by the Securities and Exchange Commission, announces an application filed by VegaShares ETF Trust and Vega Capital Partners LLC. The application requests an exemption under section 6(c) of the Investment Company Act of 1940 from section 15(a) of the Act and certain disclosure requirements related to subadvisory agreements. The exemption would allow the applicants to enter into and materially amend subadvisory agreements without shareholder approval and provide relief from disclosure requirements concerning fees paid to subadvisers. The application was filed on February 27, 2026, and amended on April 23, 2026.

View original listing