Opportunity
Federal Register #15570309
OCC Seeks Comment on Renewal of Information Collection for Proprietary Trading and Covered Funds
Buyer
Office of the Comptroller of the Currency
Posted
April 30, 2026
Respond By
June 01, 2026
Identifier
15570309
The Office of the Comptroller of the Currency (OCC), a bureau of the U.S. Department of the Treasury, is seeking public comment on the renewal of its information collection related to proprietary trading and covered funds: - Government Buyer: - Office of the Comptroller of the Currency (OCC), U.S. Department of the Treasury - Products/Services Requested: - Regulatory information collection services for reporting, recordkeeping, and disclosure requirements - Applies to banking entities subject to section 13 of the Bank Holding Company Act (Volcker Rule) - Includes compliance program documentation, CEO attestations, investor disclosures, and quarterly reporting of quantitative metrics - Estimated 39 respondents with a total annual burden of 20,410 hours - Unique or Notable Requirements: - Compliance with Dodd-Frank Act and Volcker Rule - Maintenance of records for at least five years - Quarterly and annual reporting requirements for entities with significant trading assets and liabilities - No OEMs or commercial vendors are involved, as this is a regulatory information collection, not a procurement of goods or commercial services - Place of Performance: - Office of the Comptroller of the Currency, Washington, DC
Description
The Office of the Comptroller of the Currency (OCC) is soliciting comments on the renewal of its information collection titled "Reporting, Recordkeeping, and Disclosure Requirements Associated with Proprietary Trading and Certain Interests in and Relationships with Covered Funds." This collection supports enforcement of section 13 of the Bank Holding Company Act, which restricts proprietary trading and certain relationships with covered funds by banking entities. The information collection includes reporting, recordkeeping, and disclosure requirements to monitor compliance and risks associated with these activities. Comments on the renewal must be received by June 1, 2026.