Federal Register #15570142

OCC Seeks Public Comment on Securities Transaction Recordkeeping Requirements

The Department of the Treasury's Office of the Comptroller of the Currency (OCC) is seeking public input on the renewal of its information collection for recordkeeping requirements related to securities transactions. - Government Buyer: - Department of the Treasury - Office of the Comptroller of the Currency (OCC) - Purpose: - Request for comments on the necessity, accuracy, and burden of recordkeeping and confirmation requirements for securities transactions by national banks and Federal savings associations - Regulatory requirements under 12 CFR parts 12 and 151 - Products/Services Requested: - No products or services are being procured - No OEMs or vendors are involved - Unique/Notable Requirements: - Focus on compliance with securities laws - Maintenance of records, provision of transaction confirmations, and adoption of policies and procedures - Public feedback sought to improve the information collection process - Locations: - Department of the Treasury - Office of the Comptroller of the Currency - 400 7th Street SW, Suite 3E218, Washington, DC 20219

Description

This notice requests comments on the renewal of the information collection titled "Recordkeeping Requirements for Securities Transactions". The collection is managed by the Office of the Comptroller of the Currency (OCC) under the Department of the Treasury. It involves recordkeeping and confirmation requirements for securities transactions effected by national banks or Federal savings associations to ensure compliance with securities laws and protect customers. Comments on the renewal must be received by June 1, 2026.

View original listing