Federal Register #SR-NYSEARCA-2026-39

SEC Review of NYSE Arca Options Fee Schedule Changes

This notice from the Securities and Exchange Commission (SEC) addresses a proposed rule change to the NYSE Arca Options Fee Schedule: - Government Buyer: - Securities and Exchange Commission (SEC) - OEM/Vendor Mentioned: - NYSE Arca, Inc. - Key Proposed Changes: - Increase in the incremental service fee after the firm and broker dealer monthly fee cap is reached - Extension of this fee to Qualified Contingent Cross (QCC) transactions - Increase in the combined cap for submitting broker credits (QCC trades) and floor broker rebates from $3,000,000 to $5,500,000 per month per floor broker firm - Purpose and Impact: - Intended to incentivize order flow to the Exchange and enhance market liquidity - SEC is soliciting public comments on the proposed changes - No procurement of goods or services is involved; this is a regulatory fee schedule modification - No specific products, part numbers, or purchase quantities are requested

Description

The Securities and Exchange Commission (SEC) has filed a proposed rule change by NYSE Arca, Inc. to modify the NYSE Arca Options Fee Schedule. The changes involve increasing the incremental service fee charged after the firm and broker dealer monthly fee cap is reached and extending this fee to QCC transactions. Additionally, the combined cap on submitting broker credits paid for QCC trades and floor broker rebates paid through the manual billable rebate program is proposed to be increased from $3,000,000 to $5,500,000 per month per floor broker firm. These modifications aim to incentivize order flow to the Exchange and enhance market liquidity.

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