Federal Register #3235-0025

SEC Seeks Comment on Extension of Rule 30e-1 Information Collection Requirement

The Securities and Exchange Commission (SEC) is inviting public comment on the proposed extension of an information collection requirement under Rule 30e-1 of the Investment Company Act of 1940. - Rule 30e-1 requires registered investment companies to send semi-annual reports to shareholders - Reports must include information specified by the company's registration statement forms - The notice details estimated annual burden hours and costs for: - Open-end funds - Closed-end funds - Separate accounts - No specific products, OEMs, or vendors are involved; this is a regulatory information collection activity - The SEC seeks feedback on: - The necessity and accuracy of the collection - The burden imposed on respondents - Suggestions for improvement - The collection is mandatory and not confidential - OMB Control No. 3235-0025 is referenced for this requirement

Description

This notice from the Securities and Exchange Commission pertains to the extension of a collection of information under Rule 30e-1 of the Investment Company Act of 1940. The rule requires registered investment companies to transmit semi-annual reports to shareholders containing required information. The purpose is to provide shareholders with current information about the operation of their funds. The notice invites public comments on the collection and provides estimated burden hours and costs associated with compliance.

View original listing