Opportunity
Federal Register #Release No. IA-6958
SEC Notice of Intention to Cancel Registrations of Certain Investment Advisers
Buyer
Securities and Exchange Commission
Posted
April 17, 2026
Identifier
Release No. IA-6958
NAICS
926150
This notice from the Securities and Exchange Commission (SEC) announces its intention to cancel the registrations of certain investment advisers: - The SEC is the government agency issuing the notice - The action is taken under Section 203(h) of the Investment Advisers Act of 1940 - Affected advisers are registered as internet investment advisers but appear ineligible for the internet adviser exemption due to recent rule amendments - The notice lists the names and SEC numbers of all registrants subject to cancellation - No products, services, OEMs, or vendors are involved - The notice is administrative and does not involve procurement or contracting actions - Interested parties may request a hearing to contest the cancellations
Description
The Securities and Exchange Commission (SEC) announces its intention to cancel the registrations of certain investment advisers under Section 203(h) of the Investment Advisers Act of 1940. These advisers, registered as internet investment advisers, appear to be ineligible for the exemption and may no longer be in existence or engaged in business. Interested parties may request a hearing by May 11, 2026, to contest the cancellations.