Federal Register #4-698

SEC Notice: Amendment to CAT NMS Plan for Nasdaq BX, Inc. Conversion to Nasdaq Texas, LLC

This notice from the Securities and Exchange Commission (SEC) announces a technical amendment to the National Market System Plan for the Consolidated Audit Trail (CAT NMS Plan): - The amendment reflects the conversion and name change of Nasdaq BX, Inc. to Nasdaq Texas, LLC - All references and business addresses in governance documents are updated accordingly - The change is ministerial and does not affect substantive operations or regulatory requirements - No products, services, or procurement actions are involved - The notice lists all twenty-seven CAT NMS Plan participants, including major exchanges and regulatory organizations - No purchase quantities, part numbers, or vendor requirements are specified - The amendment is solely for updating governance documentation to reflect the corporate conversion and branding changes

Description

This notice from the Securities and Exchange Commission announces the filing and immediate effectiveness of an amendment to the National Market System Plan governing the Consolidated Audit Trail. The amendment addresses the conversion and name change of Nasdaq BX, Inc. to Nasdaq Texas, LLC, updating references and business addresses accordingly. The amendment is technical in nature and aims to reflect the corporate changes in the governance documents of the consolidated audit trail.

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