Federal Register #OMB Control No. 3235-0689

SEC Seeks Comment on Extension of Rule 203A-2(d) Information Collection

This notice from the Securities and Exchange Commission (SEC) concerns the extension of an information collection requirement, not a procurement action. - Government Buyer: - Securities and Exchange Commission (SEC) - Office of FOIA Services - Purpose: - Request for public comment on the extension of Rule 203A-2(d) information collection (OMB Control No. 3235-0689) - Rule 203A-2(d) provides an exemption for certain multi-state investment advisers to register with the SEC if they would otherwise need to register in 15 or more states - Estimated Burden: - 122 respondents annually - 1 response per respondent - 8 hours per response (totaling 976 hours) - Estimated monetized burden: $368,928 - No products, services, OEMs, or vendors are being procured - No unique technical or performance requirements; this is a regulatory information collection extension - Place of performance/response: - SEC, 100 F Street NE, Washington, DC 20549-2736

Description

The Securities and Exchange Commission (SEC) has issued a notice regarding the submission for Office of Management and Budget (OMB) review of the extension of Rule 203A-2(d). This rule provides an exemption for certain multi-state investment advisers to register with the SEC if they would otherwise be required to register in 15 or more states. The notice requests public comments on the extension of this information collection requirement, which is necessary for SEC's examination and oversight of investment advisers relying on this exemption. The estimated annual burden includes 122 respondents with 8 hours per response, totaling 976 hours and an estimated monetized burden of $368,928.

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