Federal Register #SR-NYSEAMER-2026-19

SEC Notice: Proposed Options Fee Schedule Changes for NYSE American LLC and NYSE Arca, Inc.

This notice outlines proposed changes to the NYSE American LLC and NYSE Arca, Inc. Options Fee Schedules, as published by the Securities and Exchange Commission (SEC): - Government Buyer: - Securities and Exchange Commission (SEC) - Regulated Entities: - NYSE American LLC - NYSE Arca, Inc. - Products/Services Requested: - No physical products or traditional services are being procured; the notice concerns regulatory fee schedule modifications for options trading. - Key fee schedule changes: - Extension of a $0.12 per contract surcharge on Non-Customer Complex Orders to Manual non-Simple orders (previously applied only to electronic complex orders). - Establishment of a $0.20 per contract rebate for Floor Broker orders that trade with Floor Market Maker orders on the Trading Floor. - Unique or Notable Requirements: - The changes are designed to incentivize Floor Broker participation and increase trading volume on the exchanges. - No OEMs, part numbers, or purchase quantities are specified, as this is a regulatory action rather than a procurement of goods or services.

Description

This notice announces a proposed rule change by NYSE American LLC to modify its options fee schedule. The changes include extending a surcharge on certain electronic complex orders to manual non-simple orders and establishing a rebate for floor broker orders that trade with floor market maker orders. The goal is to incentivize floor broker participation and increase trading opportunities on the trading floor. The rule change is effective immediately as of March 10, 2026.

View original listing