Federal Register #SR-NYSEARCA-2026-28

SEC Notice: NYSE Arca, Inc. Proposed Options Fee Schedule Changes

This notice details a proposed rule change by NYSE Arca, Inc. to its Options Fee Schedule, as published by the Securities and Exchange Commission (SEC). - Government Buyer: - Securities and Exchange Commission (SEC), Division of Trading and Markets - OEMs and Vendors: - No OEMs or commercial vendors are referenced; the notice pertains to regulatory fee schedule changes, not procurement of goods or services - Products/Services Requested: - Extension of a $0.12 per contract surcharge to Non-Customer Manual complex orders executing against Customer Manual complex orders - Establishment of a $0.20 per contract rebate for Floor Broker orders that trade with Market Maker orders on the Trading Floor - No part numbers or purchase quantities are specified, as these are fee schedule modifications - Unique or Notable Requirements: - The changes are designed to incentivize Floor Broker participation and increase trading volume on the Exchange - The notice invites public comments on the proposed rule change - Place of Performance/Delivery: - SEC headquarters, 100 F Street NE, Washington, DC

Description

The Securities and Exchange Commission published a notice about a proposed rule change by NYSE Arca, Inc. to modify its options fee schedule. The changes include extending a surcharge on certain electronic complex orders to manual complex orders and establishing a rebate for Floor Broker orders that trade with Market Maker orders on the Trading Floor. The rule change was filed and became effective immediately, aiming to incentivize Floor Broker participation and maintain competitive trading opportunities on the Exchange.

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