Federal Register #OMB Control No. 3235-0748

SEC Seeks Extension for Ombudsman Matter Management System (OMMS) Form Information Collection

This notice concerns the Securities and Exchange Commission (SEC) seeking approval to extend its Ombudsman Matter Management System (OMMS) form information collection process. - Government Buyer: - Securities and Exchange Commission (SEC) - Office location: 100 F Street NE, Washington, DC 20549 - No OEMs or vendors are involved, as this is not a procurement action. - Products/Services Requested: - Extension of the OMMS form information collection (OMB Control No. 3235-0748) - The OMMS form is used by investors to submit complaints, questions, tips, or feedback to the SEC Ombuds - Estimated annual reporting burden: 750 hours for 1,500 respondents (approx. 30 minutes per form) - Unique/Notable Requirements: - The form is voluntary for investors - No changes to the form or collection process are proposed - No products or services are being purchased or contracted

Description

The Securities and Exchange Commission (SEC) is submitting a request for extension without change to the Office of Management and Budget (OMB) for the Ombudsman Matter Management System (OMMS) form. This form facilitates investor contacts with the SEC Ombuds by providing a structured electronic submission method for complaints, questions, tips, or other feedback. Use of the form is voluntary and aims to streamline the workflow of Ombuds staff in processing investor communications, maintaining records, and analyzing trends. The estimated annual burden is 750 hours based on 1,500 respondents completing the form in approximately 30 minutes each.

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