Federal Register #SR-NYSEARCA-2026-30

NYSEArca, Inc. Proposes Update to Options Regulatory Fee Methodology

This notice announces a proposed rule change by NYSEArca, Inc. regarding the Options Regulatory Fee (ORF) methodology: - The Securities and Exchange Commission (SEC) is overseeing the proposed change. - NYSEArca, Inc. seeks to update how the ORF is assessed and collected. - The new methodology limits the ORF to options transactions executed on NYSEArca and cleared in the Customer range at The Options Clearing Corporation (OCC). - This aligns NYSEArca's ORF methodology with those of other options exchanges, aiming to prevent overlapping fees and ensure fair allocation of regulatory costs. - No procurement of products or services is involved; this is a regulatory notice about fee structure changes. - No OEMs, vendors, or specific products are mentioned, as this is not a solicitation for goods or services.

Description

The Securities and Exchange Commission has published a notice regarding a proposed rule change filed by NYSEArca, Inc. This change adopts a new methodology for the assessment and collection of the Options Regulatory Fee (ORF), limiting the fee to options transactions executed on the Exchange and cleared in the Customer range at The Options Clearing Corporation. The rule change is effective immediately and aims to align with similar methodologies proposed by other options exchanges, avoiding overlapping fees and ensuring equitable regulatory cost allocation.

View original listing