Federal Register #SR-CBOE-2026-001

Cboe Exchange, Inc. Proposed Rule Change to Amend Fee Schedule for FINRA Fees

This notice from the Securities and Exchange Commission (SEC) outlines a proposed rule change by Cboe Exchange, Inc. regarding updates to its fee schedule: - The proposal amends the Exchange's fee schedule to reflect changes to certain Financial Industry Regulatory Authority (FINRA) fees - Introduction of a tiered fee structure for the FINRA Annual System Processing Fee, based on the number of securities regulators with which each registered person is registered - Increase in the Continuing Education Fee from $18 to $25 - These changes are intended to align the Exchange's fee schedule with FINRA's updated fees, effective in 2026 - The Exchange will not collect or retain these fees; it will only list them on its schedule - No procurement of products or services is requested, and no contract award is announced - The only OEM/vendor referenced is FINRA, as the subject of the fee adjustments

Description

Cboe Exchange, Inc. has filed a proposed rule change with the Securities and Exchange Commission to amend its fee schedule to reflect updates to certain FINRA fees. The changes include a tiered fee structure for the FINRA Annual System Processing Fee based on the number of securities regulators with which each registered person is registered, and an increase in the Continuing Education Fee from $18 to $25. These amendments align the Exchange's fee schedule with FINRA's updated fees effective in 2026. The Exchange will not collect or retain these fees but will list them on its schedule.

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