# Federal Register #SR-NYSEARCA-2026-98

SEC Notice: Amendments to NYSE Arca Options Fee Schedule and NYSE American Qualification Rules

**Buyer:** Securities and Exchange Commission
**Posted:** September 25, 2026
**Identifier:** SR-NYSEARCA-2026-98
**NAICS:** 523210

This notice from the Securities and Exchange Commission (SEC) addresses proposed rule changes impacting NYSE Arca and NYSE American operations.
- Government Buyer:
  - Securities and Exchange Commission (SEC)
- OEMs and Vendors:
  - No OEMs or commercial vendors are involved; this is a regulatory action
- Products/Services Requested:
  - Amendments to NYSE Arca Options Fee Schedule
    - Modification of broker credits for Qualified Contingent Cross (QCC) transactions
    - Adjustments to the Manual Billable Rebate Program
    - Incentives for floor brokers via the Floor Broker Fixed Cost Prepayment Incentive Program
  - Amendment to NYSE American Rule 2.1210
    - Reduction of waiting periods for retaking failed FINRA qualification exams
- Unique or Notable Requirements:
  - The changes are designed to incentivize liquidity, order flow, and market participation on the exchanges
  - No procurement of products, hardware, or commercial services is involved; this is strictly a regulatory and fee structure update
  - The amendments align NYSE American rules with recent FINRA regulatory changes

### Description

The Securities and Exchange Commission has published a notice regarding a proposed rule change by NYSE Arca, Inc. to amend the options fee schedule. The amendment specifically modifies the broker Qualified Contingent Cross (QCC) credit and the Manual Billable Rebate Program. The rule change has been filed and is effective immediately, aiming to incentivize market participants and improve market quality by adjusting fee credits and rebates.

[View original listing](https://www.federalregister.gov/documents/2026/09/25/2026-19638/self-regulatory-organizations-nyse-arca-inc-notice-of-filing-and-immediate-effectiveness-of-a)